Maria Hendershott (CRD #818681), Texas-based Raymond James & Associates broker, has pending customer disputes.
Maria Hendershott has been registered with Raymond James & Associates since 2006. She is a registered broker and investment adviser with 24 states in the U.S.
According to her BrokerCheck report, she has received three customer arbitration claims and one pending customer FINRA arbitration claim.
In August 2018, a customer alleged that while Maria Hendershott was employed at Raymond James & Associates, she breached contract and violated Texas securities law. She also allegedly breached her fiduciary duty. This customer is seeking $500,000 in damages.
In September 2017, a customer alleged that while Hendershott was employed at Raymond James & Associates, she grossly mismanaged accounts and again breached her fiduciary duty. This complaint was settled in September 2018 for $75,000.
In 2016, another customer alleged that Hendershott recommended unsuitable securities and violated the Texas Securities Act. This complaint was settled in February 2017 for $285,000.
In 1994, a customer alleged that while Hendershott was employed at Kemper Securities, she recommended unsuitable investments. This complaint was settled for $20,000.
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