Articles Tagged with Andrew Yocum

Our law firms continue to investigate former The Villages, Florida-based Morgan Stanley broker Andrew T. Yocum (CRD# 4590723)  for over 36 BrokerCheck disclosures, most of which relate to the unsuitable recommendation and/or overconcentration of risky oil and gas investments.

Andrew T. Yocum’s FINRA BrokerCheck Report

Our attorneys have previously been investigating Andrew T. Yocum.

Our attorneys are investigating former Morgan Stanley (CRD# 149777) broker Andrew Yocum (“Yocum”) for numerous investor claims of unsuitable and overconcentrated investments in oil- and gas- related investments.

Yocum (CRD# 4590723) has had a total of 35 disclosures on his FINRA BrokerCheck report, all of them reported within the last year and all but one pertaining to unsuitable and overconcentrated investments in oil- and gas-related securities.  The outlier is an employment termination by Morgan Stanley due to allegations of unauthorized trading.

Yocum operated out of the Morgan Stanley offices in The Villages, Florida, a planned, age-restricted community primarily populated by retired individuals.

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