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Articles Tagged with Raymond James & Associates

A FINRA arbitration panel ordered Raymond James Financial Services, Inc. (CRD# 6694), Inc. to pay back its customer for investments losses in Linn Energy LLC in March 2017.

The claimant in the FINRA arbitration alleged the investment in Linn Energy was unsuitable and, among other claims, Raymond James failed to supervise its broker, John S. MacGowan (CRD# 315901).

MacGowan is based out of Raymond James’ New York, New York branch and has been employed by Raymond James since 1999.

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